SFC Licences of HE Jia 賀佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 May 2016 | 30 March 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 11 November 2015 | 17 May 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 11 November 2015 | 17 May 2016 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 13 March 2014 | 24 July 2015 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 13 March 2014 | 24 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 13 January 2011 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 January 2011 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 August 2010 | 14 October 2010 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 03 December 2009 | 28 June 2010 |
| UBS Securities Asia Limited | RE | 4 | 08 January 2007 | 22 October 2008 |