SFC Licences of LAU Kwok Ting 劉國定
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 01 December 2014 | 10 February 2017 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 24 September 2012 | 01 December 2014 |
| Ivory Capital Private Limited | RE | 1 | 17 October 2007 | 01 June 2009 |
| Ivory Capital Private Limited | RE | 6 | 21 March 2007 | 31 August 2012 |
| Ivory Capital Private Limited | RE | 4 | 21 March 2007 | 31 August 2012 |