SFC Licences of LAU Kai Chung, Raymond 劉啟聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Western Union Business Solutions (Hong Kong) Limited 西聯環球商業滙款(香港)有限公司 | RE | 3 | 11 March 2019 | 21 June 2019 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 24 January 2014 | 09 February 2019 |
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 19 July 2012 | 03 December 2013 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 18 January 2007 | 31 January 2011 |