SFC Licences of TSUI Man Chung 崔文仲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Premium International (HK) Limited | RO | 3 | 09 April 2014 | 28 October 2015 |
CLSA Premium International (HK) Limited | RE | 3 | 03 September 2013 | 09 April 2014 |
GKFX Financial Services Asia Limited | RO | 3 | 30 January 2013 | 05 July 2013 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 18 January 2007 | 26 April 2010 |