SFC Licences of TSAI Tik Sze 蔡奕詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 30 June 2014 | 24 November 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 30 June 2014 | 24 November 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 30 June 2014 | 24 November 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 11 June 2012 | 30 June 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 20 January 2011 | 30 June 2014 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 20 January 2011 | 30 June 2014 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 23 January 2007 | 05 February 2010 |