SFC Licences of LEE Ming On 李明安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Public Securities Limited 大眾証券有限公司 | RE | 1 | 08 July 2010 | 01 June 2011 |
Funderstone Securities Limited | RE | 1 | 19 October 2009 | 24 June 2010 |
Funderstone Futures Limited | RE | 2 | 19 October 2009 | 24 June 2010 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 09 January 2007 | 18 April 2007 |