SFC Licences of CHAN Hon Lee 陳漢利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 15 January 2010 | 21 January 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 January 2010 | 21 January 2011 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 03 February 2009 | 01 January 2010 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 03 February 2009 | 01 January 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 03 February 2009 | 01 January 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 January 2007 | 22 January 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 January 2007 | 22 January 2009 |