SFC Licences of LUMB Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 9 | 18 April 2019 | 11 January 2024 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 28 March 2012 | 11 January 2024 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 02 March 2007 | 11 January 2024 |