SFC Licences of TAM Chi Wai 譚志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 | RE | 1 | 04 December 2008 | 09 July 2011 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 23 July 2007 | 15 January 2008 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 18 January 2007 | 06 April 2007 |