SFC Licences of AU Hin Man 區顯民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Bay Securities Limited 富利證券有限公司 | RO | 5 | 14 September 2020 | 31 December 2021 |
| Rich Bay Securities Limited 富利證券有限公司 | RO | 4 | 14 September 2020 | 31 December 2021 |
| Rich Bay Securities Limited 富利證券有限公司 | RO | 2 | 05 August 2020 | 31 December 2021 |
| Rich Bay Securities Limited 富利證券有限公司 | RO | 1 | 05 August 2020 | 31 December 2021 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 5 | 05 August 2020 | 14 September 2020 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 4 | 05 August 2020 | 14 September 2020 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 24 July 2020 | 05 August 2020 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 24 July 2020 | 05 August 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 3 | 14 November 2018 | 12 February 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 1 | 06 October 2015 | 12 February 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RO | 2 | 18 May 2015 | 12 February 2020 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 27 March 2013 | 14 November 2018 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 11 June 2012 | 18 May 2015 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 03 April 2012 | 06 October 2015 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 03 April 2012 | 03 November 2012 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 31 January 2007 | 30 December 2007 |