SFC Licences of LAU Wai Kei, Ricky 劉偉基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 November 2007 | 01 April 2008 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 02 March 2007 | 26 October 2007 |