SFC Licences of YONG Fen Choong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 05 August 2013 | 30 April 2014 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 05 August 2013 | 30 April 2014 |
Qantex Capital Markets Limited | RE | 1 | 16 July 2012 | 03 May 2013 |
Qantex Capital Markets Limited | RE | 2 | 18 November 2011 | 03 May 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 06 January 2011 | 11 October 2011 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 06 January 2011 | 11 October 2011 |
ICAP Securities Hong Kong Limited | RE | 2 | 29 January 2007 | 05 March 2008 |
ICAP Securities Hong Kong Limited | RE | 1 | 29 January 2007 | 05 March 2008 |