SFC Licences of HO Ernest 何泓哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 29 March 2010 | 02 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 March 2010 | 02 January 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 July 2009 | 19 September 2009 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 9 | 12 March 2007 | 20 July 2009 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 | RE | 4 | 12 March 2007 | 20 July 2009 |