SFC licenceholder AOM639 YEUNG Cheuk Lai 楊卓麗

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 09 July 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 09 July 2019
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE [1] (Dealing in Securities) 02 June 2008 28 March 2010
Fortis Investment Management Hong Kong Limited RE [1] (Dealing in Securities) 10 July 2007 15 August 2008
Beevest Securities Limited 蜂投證券有限公司 RE [1] (Dealing in Securities) 06 March 2007 29 June 2007