SFC Licences of CHOY Hing Lum 蔡慶霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 9 | 31 August 2020 | |
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 1 | 11 October 2012 | |
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 18 October 2010 | 31 August 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 January 2007 | 11 September 2010 |