SFC Licences of LO Ka Kin 盧家健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 | RO | 1 | 28 July 2023 | |
Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 | RE | 1 | 21 October 2019 | 28 July 2023 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 15 April 2013 | 30 September 2019 |
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 15 April 2013 | 30 September 2019 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 29 March 2007 | 11 March 2013 |
Allianz Global Investors Hong Kong Limited | RE | 1 | 29 March 2007 | 11 March 2013 |