SFC Licences of TSANG Yuk Wa 曾旭華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 March 2011 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 March 2011 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 07 March 2007 | 07 May 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 05 February 2007 | 05 March 2011 |