SFC Licences of YANG Qingli 楊青丽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 4 | 12 January 2015 | 20 May 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 23 June 2008 | 12 January 2015 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 06 February 2007 | 15 April 2008 |