SFC Licences of NG Siu Cho 吳兆祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soteria Asset Management Limited 泓泰資產管理有限公司	RO	4	11 November 2022
Soteria Asset Management Limited 泓泰資產管理有限公司	RO	9	22 July 2022
Astraria Partners Limited	RO	9	03 December 2021	10 May 2022
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RO	9	24 July 2020	18 December 2020
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RO	4	24 July 2020	18 December 2020
HK Keystone Capital Limited 香港基業資本有限公司	RO	9	09 November 2018	30 September 2019
HK Keystone Capital Limited 香港基業資本有限公司	RO	4	09 November 2018	30 September 2019
HK Keystone Capital Limited 香港基業資本有限公司	RO	1	09 November 2018	30 September 2019
IDS Forex HK Limited	RO	9	05 May 2017	22 June 2017
IDS Forex HK Limited	RO	4	05 May 2017	22 June 2017
HongShan Capital Advisors (Hong Kong) Limited 紅杉中國投資管理(香港)有限公司	RO	9	06 November 2013	09 May 2014
HongShan Capital Advisors (Hong Kong) Limited 紅杉中國投資管理(香港)有限公司	RE	9	19 August 2013	06 November 2013
Allard Partners Limited 全亞達投資有限公司	RE	9	23 March 2007	12 July 2013