SFC Licences of CHAN Ho Sang 陳浩生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 March 2014 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 March 2014 | |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 24 August 2012 | 07 March 2014 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 23 December 2009 | 31 July 2012 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 15 April 2009 | 31 July 2012 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 28 December 2007 | 24 January 2009 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 06 March 2007 | 06 September 2007 |