SFC Licences of CHAN Ho Sang 陳浩生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 March 2014 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 March 2014
Centaline Securities Limited 中原證券有限公司 RE 1 24 August 2012 07 March 2014
Enlighten Futures Limited 名匯期貨有限公司 RE 2 23 December 2009 31 July 2012
Enlighten Securities Limited 名匯證券有限公司 RE 1 15 April 2009 31 July 2012
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 28 December 2007 24 January 2009
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 06 March 2007 06 September 2007