SFC Licences of CHAN Kin Wah 陳鍵華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 26 February 2015 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 26 February 2015 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 26 February 2015 | |
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 05 February 2013 | 27 November 2014 |
CLSA Premium International (HK) Limited | RE | 3 | 14 November 2012 | 27 November 2014 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 28 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 19 July 2007 | 28 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 07 February 2007 | 28 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 07 February 2007 | 28 August 2008 |