SFC Licences of YI Kang Woo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 26 September 2011 | 26 October 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 26 September 2011 | 26 October 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 19 December 2008 | 31 May 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 07 October 2008 | 31 May 2010 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 07 October 2008 | 19 December 2008 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 08 July 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 26 February 2007 | 08 July 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 26 February 2007 | 08 July 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 26 February 2007 | 08 July 2008 |