SFC Licences of YAMAMOTO Yoshitsugu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 January 2016 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 20 January 2012 | 31 July 2015 |
| UBS Securities Asia Limited | RE | 4 | 14 March 2007 | 27 September 2011 |