SFC licenceholder AOQ600 YAMAMOTO Yoshitsugu

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 25 January 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [4] (Advising on Securities) 20 January 2012 31 July 2015
UBS Securities Asia Limited RE [4] (Advising on Securities) 14 March 2007 27 September 2011