SFC Licences of SO Shui Man 蘇瑞雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 4 | 09 May 2014 | 18 December 2015 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 1 | 09 May 2014 | 18 December 2015 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 31 October 2013 | 06 January 2014 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 31 October 2013 | 06 January 2014 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 31 October 2013 | 06 January 2014 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 06 May 2010 | 21 October 2013 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 06 May 2010 | 21 October 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 05 March 2007 | 11 March 2010 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 05 March 2007 | 11 March 2010 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 05 March 2007 | 11 March 2010 |