SFC Licences of KAN Tung Fai 簡通輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 9 | 22 October 2019 | 30 June 2020 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 9 | 25 October 2018 | 22 October 2019 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 16 August 2018 | 30 June 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 20 December 2016 | 17 July 2018 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 December 2016 | 17 July 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 24 September 2015 | 18 December 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 September 2015 | 18 December 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 15 April 2015 | 31 August 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 March 2008 | 01 April 2015 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 March 2007 | 03 March 2008 |