SFC Licences of LEE Ka Yee, Jacqueline 李家怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 October 2018 15 June 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 26 October 2018 15 June 2021
South China Forex Limited 南華外匯有限公司 RE 3 04 October 2011 29 September 2015
South China Commodities Limited 南華期貨有限公司 RE 2 22 August 2011 29 September 2015
South China Securities Limited 南華證券投資有限公司 RE 1 22 August 2011 29 September 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 09 November 2010 10 August 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 November 2010 10 August 2011
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 24 December 2009 22 October 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 24 December 2009 22 October 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 24 December 2009 22 October 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 14 July 2009 28 October 2009
Celestial Securities Limited 時富證券有限公司 RE 3 14 July 2009 28 October 2009
Celestial Securities Limited 時富證券有限公司 RE 1 14 July 2009 28 October 2009
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 20 September 2007 03 September 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 20 September 2007 03 September 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 21 March 2007 31 August 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 21 March 2007 31 August 2007
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 21 March 2007 31 August 2007