SFC Licences of MOK Shiu Wing, Ernest 莫肇榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 17 October 2011
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 17 October 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 02 April 2007 01 September 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 02 April 2007 01 September 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 02 April 2007 01 September 2011