SFC Licences of CHONG Hau Yip 莊孝業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 29 October 2020 | 01 April 2022 |
Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 07 October 2020 | 01 April 2022 |
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 18 November 2013 | 04 September 2020 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 20 December 2011 | 04 September 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 February 2010 | 13 December 2011 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 13 May 2009 | 29 January 2010 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 30 April 2008 | 01 March 2009 |