SFC Licences of CHONG Hau Yip 莊孝業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shacom Futures Limited 上商期貨有限公司 RE 5 29 October 2020 01 April 2022
Shacom Futures Limited 上商期貨有限公司 RE 2 07 October 2020 01 April 2022
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 18 November 2013 04 September 2020
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 20 December 2011 04 September 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 03 February 2010 13 December 2011
Ewarton Securities Limited 穎翔證券有限公司 RE 1 13 May 2009 29 January 2010
Ewarton Securities Limited 穎翔證券有限公司 RE 1 30 April 2008 01 March 2009