SFC Licences of YIP Kai Yuen, James 葉啟元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 03 January 2008 | 25 March 2008 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 04 April 2007 | 15 October 2007 |