SFC Licences of LI Sheung Lam 李湘琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Diligent Capital Limited 道勤資本有限公司 | RO | 6 | 28 April 2022 | 03 August 2023 |
| Euto Capital Partners Limited 裕韜資本有限公司 | RO | 6 | 06 March 2019 | 23 April 2022 |
| Euto Capital Partners Limited 裕韜資本有限公司 | RE | 6 | 27 April 2018 | 06 March 2019 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 04 January 2016 | 23 March 2018 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 6 | 14 September 2015 | 04 December 2015 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 | RE | 1 | 14 September 2015 | 04 December 2015 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 26 July 2010 | 28 August 2015 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 16 April 2007 | 31 August 2008 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 4 | 16 April 2007 | 31 August 2008 |