SFC Licences of CHAK Hong Wah 翟康華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 06 June 2014 | 31 July 2015 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 06 June 2014 | 31 July 2015 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 2 | 18 March 2013 | 06 May 2014 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 17 September 2012 | 06 May 2014 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 December 2010 | 15 May 2012 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 17 December 2010 | 15 May 2012 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 31 August 2009 | 01 December 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 31 August 2009 | 01 December 2010 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 June 2007 | 01 April 2008 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 April 2007 | 01 April 2008 |