SFC Licences of CHUNG Sau Lai 鍾秀麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 27 June 2018 | 16 January 2021 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 27 June 2018 | 16 January 2021 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 15 November 2011 | 22 August 2016 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 23 July 2007 | 01 November 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 18 May 2007 | 01 November 2011 |