SFC Licences of AU Man Kuen 區敏娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 05 March 2010 | 01 December 2019 |
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 4 | 26 June 2009 | 03 February 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 18 May 2007 | 16 June 2009 |