SFC Licences of TAM Wai Hon 譚偉漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 25 July 2013 | 30 June 2018 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 27 August 2012 | 30 June 2018 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 27 August 2012 | 05 July 2013 |
Gayang Securities Limited 嘉銀證券有限公司 | RE | 1 | 22 November 2010 | 20 August 2012 |
Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 20 March 2009 | 20 August 2012 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 21 August 2007 | 16 March 2009 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 21 August 2007 | 16 March 2009 |