SFC Licences of YANG Wu-Kuang 楊武光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 22 August 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 January 2016 22 August 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 22 January 2016
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 9 18 August 2014 15 January 2016
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 18 August 2014 15 January 2016
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 14 May 2012 10 May 2014
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 1 27 October 2011 30 March 2012
Orion Investment Management Limited RE 4 29 June 2010 20 September 2011
Orion Investment Management Limited RE 1 29 June 2010 20 September 2011
MUSHK Limited RE 4 02 October 2008 01 June 2010
MUSHK Limited RE 1 02 October 2008 01 June 2010
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 30 May 2007 08 September 2008
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 4 30 May 2007 08 September 2008