SFC Licences of KIM Sang Hoon 金相勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RO | 4 | 04 March 2013 | 08 November 2013 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RO | 1 | 04 March 2013 | 08 November 2013 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RE | 4 | 26 November 2012 | 04 March 2013 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RE | 1 | 26 November 2012 | 04 March 2013 |
Hana Asia Limited 韓亞(亞洲)有限公司 | RO | 4 | 24 August 2011 | 24 August 2012 |
Hana Asia Limited 韓亞(亞洲)有限公司 | RO | 1 | 24 August 2011 | 24 August 2012 |
Hana Asia Limited 韓亞(亞洲)有限公司 | RE | 4 | 21 March 2011 | 24 August 2011 |
Hana Asia Limited 韓亞(亞洲)有限公司 | RE | 1 | 21 March 2011 | 24 August 2011 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 21 May 2008 | 16 February 2011 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 21 May 2008 | 16 February 2011 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 04 June 2007 | 14 January 2008 |
KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 04 June 2007 | 14 January 2008 |