SFC Licences of KIM Sang Hoon 金相勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RO 4 04 March 2013 08 November 2013
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RO 1 04 March 2013 08 November 2013
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RE 4 26 November 2012 04 March 2013
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 RE 1 26 November 2012 04 March 2013
Hana Asia Limited 韓亞(亞洲)有限公司 RO 4 24 August 2011 24 August 2012
Hana Asia Limited 韓亞(亞洲)有限公司 RO 1 24 August 2011 24 August 2012
Hana Asia Limited 韓亞(亞洲)有限公司 RE 4 21 March 2011 24 August 2011
Hana Asia Limited 韓亞(亞洲)有限公司 RE 1 21 March 2011 24 August 2011
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 4 21 May 2008 16 February 2011
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 1 21 May 2008 16 February 2011
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 4 04 June 2007 14 January 2008
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 1 04 June 2007 14 January 2008