SFC Licences of CHAN Ling 陳靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden K2 Securities Limited | RO | 6 | 01 February 2021 | 03 May 2021 |
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 01 February 2021 | |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 01 February 2021 | |
Golden K2 Securities Limited | RE | 1 | 15 April 2020 | 28 November 2023 |
Golden K2 Securities Limited | RE | 6 | 15 April 2020 | 01 February 2021 |
Golden K2 Securities Limited | RE | 6 | 13 November 2017 | 17 February 2020 |
Golden K2 Securities Limited | RE | 1 | 13 November 2017 | 17 February 2020 |
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 13 November 2017 | 17 February 2020 |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 13 November 2017 | 17 February 2020 |
Superactive Financial Group Company Limited 先機金融集團有限公司 | RE | 9 | 12 January 2017 | 29 September 2017 |
Superactive Financial Group Company Limited 先機金融集團有限公司 | RE | 6 | 12 January 2017 | 29 September 2017 |
Superactive Financial Group Company Limited 先機金融集團有限公司 | RE | 4 | 12 January 2017 | 29 September 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 26 January 2015 | 09 January 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 26 January 2015 | 09 January 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 26 January 2015 | 09 January 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 5 | 26 January 2015 | 20 July 2015 |