SFC Licences of SHIU Kin Ming, Paul 邵建銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Babel Asset Management (HK) Limited | RO | 9 | 10 May 2022 | 30 September 2023 |
| Babel Asset Management (HK) Limited | RO | 4 | 10 May 2022 | 30 September 2023 |
| Babel Asset Management (HK) Limited | RE | 9 | 22 March 2022 | 10 May 2022 |
| Leucadia Asset Management Limited | RO | 9 | 03 November 2020 | 31 January 2022 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 | RO | 9 | 17 April 2018 | 08 May 2019 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 | RO | 4 | 17 April 2018 | 08 May 2019 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 | RE | 9 | 11 November 2016 | 08 January 2018 |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 | RE | 4 | 11 November 2016 | 08 January 2018 |
| Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 22 February 2013 | 20 September 2014 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 27 April 2007 | 25 February 2011 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 27 April 2007 | 25 February 2011 |