SFC licenceholder AOV932 CHAN Hiang Wei, Elgin 曾憲偉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 July 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 28 July 2010 05 December 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 23 June 2010 05 December 2018
Newedge Broker Limited 新際經紀有限公司 RE [7] (Providing Automated Trading Services) 27 October 2008 31 July 2009
SG Asset Finance (Hong Kong) Limited RE [1] (Dealing in Securities) 17 September 2008 26 May 2010
Newedge Broker Limited 新際經紀有限公司 RE [1] (Dealing in Securities) 17 September 2008 31 July 2009
Countrywide Capital Markets Asia (H.K.) Limited RO [1] (Dealing in Securities) 29 February 2008 31 August 2008
Countrywide Capital Markets Asia (H.K.) Limited RE [1] (Dealing in Securities) 30 April 2007 29 February 2008