SFC Licences of TSE Kwok Hang 謝國恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 4 | 16 January 2023 | |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 1 | 16 January 2023 | |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 26 April 2018 | 13 January 2023 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 26 April 2018 | 13 January 2023 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 4 | 07 September 2017 | 19 January 2018 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 03 January 2017 | 19 January 2018 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 24 July 2014 | 30 December 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 08 June 2010 | 30 June 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 18 February 2008 | 08 June 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 June 2007 | 06 December 2007 |