SFC Licences of LIM Tow Lee 林道理
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 17 July 2019 | 10 January 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 July 2019 | 10 January 2020 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 04 May 2007 | 31 August 2011 |