SFC Licences of YIP Ho Yin 葉浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 July 2014 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 July 2014 | |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 28 April 2014 | 05 July 2014 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 28 April 2014 | 05 July 2014 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 28 April 2014 | 05 July 2014 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 10 April 2012 | 31 March 2014 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 03 January 2012 | 08 March 2012 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 04 October 2011 | 08 March 2012 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 09 May 2007 | 01 October 2011 |