SFC Licences of NG Chit Sum, Cynthia 吳哲心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sophia Asset Management Limited 崇智資產管理有限公司 | RO | 9 | 09 December 2009 | |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 | RE | 9 | 30 September 2008 | 08 December 2009 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 | RO | 9 | 04 July 2007 | 30 September 2008 |