SFC Licences of YEH Su-Chen 葉素甄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 27 November 2013 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 27 November 2013 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 17 March 2009 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 17 March 2009 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 27 June 2007 | 17 March 2009 |