SFC Licences of LAM Yin Ming 林賢明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 February 2023 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 February 2023 | |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 06 January 2022 | 29 January 2023 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 06 January 2022 | 29 January 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 November 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 August 2014 | 28 November 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 August 2014 | 02 October 2017 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 02 April 2013 | 22 July 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 02 April 2013 | 22 July 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 March 2010 | 25 March 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 December 2008 | 25 March 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 May 2007 | 16 December 2008 |