SFC Licences of BARBOUR William Lance
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 26 February 2015 | 21 September 2018 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 1 | 26 February 2015 | 21 September 2018 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 28 May 2007 | 26 September 2012 |