SFC Licences of LI Kin Man, Kent 李健文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Magic Compass Securities Limited 摩石證券有限公司	RO	3	20 December 2021	06 October 2022
Magic Compass Securities Limited 摩石證券有限公司	RO	2	20 December 2021	06 October 2022
Magic Compass Securities Limited 摩石證券有限公司	RO	9	16 August 2021	06 October 2022
Magic Compass Securities Limited 摩石證券有限公司	RO	4	16 August 2021	06 October 2022
Magic Compass Securities Limited 摩石證券有限公司	RO	1	16 August 2021	06 October 2022
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	30 April 2021	12 May 2021
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RE	9	30 April 2021	12 May 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	4	30 April 2021	12 May 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	30 April 2021	12 May 2021
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司	RO	5	10 April 2019	26 March 2020
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司	RO	2	10 April 2019	26 March 2020
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司	RO	3	07 August 2018	26 March 2020
Wing Fung Securities Limited 永豐證券有限公司	RE	1	09 November 2016	30 September 2017
Wing Fung Forex Limited 永豐外匯有限公司	RO	3	02 January 2014	30 September 2017
Wing Fung Forex Limited 永豐外匯有限公司	RE	3	20 February 2009	02 January 2014
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	25 May 2007	30 September 2017