SFC Licences of LAU Chi Yung 劉智勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 18 September 2020 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 23 April 2019 | |
| East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 26 November 2018 | 26 March 2019 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 26 November 2018 | 26 March 2019 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 08 November 2007 | 31 October 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 November 2007 | 31 October 2018 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 May 2007 | 01 November 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 May 2007 | 01 November 2007 |