SFC Licences of TAM Chi Wai 譚志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 November 2014 | 27 September 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 November 2014 | 27 September 2018 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 May 2007 | 29 October 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 May 2007 | 29 October 2011 |