SFC Licences of LAM Frewen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 | RO | 9 | 22 December 2016 | 12 August 2022 |
| ROC Partners (HK) Limited 鵬豐資本有限公司 | RO | 1 | 22 December 2016 | |
| ROC Partners (HK) Limited 鵬豐資本有限公司 | RO | 4 | 03 February 2015 | |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 23 May 2007 | 06 June 2014 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 23 May 2007 | 06 June 2014 |